SIE Exam Questions Answers & FINRA Free SIE Practice - Practice Test SIE Pdf - Hospital

FINRA SIE exam
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
  • Version: V12.35
  • Q & A: 70 Questions and Answers
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NEW QUESTION: 1
The contribution of recovery point objective (RPO) to disaster recovery is to:
A. define backup strategy.
B. minimize outage period.
C. eliminate single points of failure.
D. reduce mean time between failures (MTBF).
Answer: B

NEW QUESTION: 2
Which of the following statements is true regarding the roles and responsibilities associated with a corporate social responsibility (CSR) program?
A. Management has overall responsibility for the effectiveness of governance, risk management, and internal control processes associated with the CSR program.
B. Every employee has a responsibility for ensuring the success of the organization's CSR objectives.
C. The board has overall responsibility for the internal control processes associated with the CSR program.
D. The internal audit activity is responsible for ensuring that CSR principles are integrated into the organization's policies and procedures.
Answer: B

NEW QUESTION: 3
What are components of a laser cartridge? (Select two.)
A. cleaning blade
B. pick-up roller
C. transfer belt
D. fuser
E. charging roller
Answer: B,E

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