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FINRA SIE exam
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
  • Version: V12.35
  • Q & A: 70 Questions and Answers
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NEW QUESTION: 1
Arthur Dace, a plan member of the Bloom Health Plan, tried repeatedly over an extended period to schedule an appointment with Dr. Pyle, his primary care physician (PCP). Mr. Dace informally surveyed other Bloom plan members and found that many people were experiencing similar problems getting an appointment with this particular provider. Mr. Dace threatened to take legal action against Bloom, alleging that the health plan had deliberately allowed a large number of patients to select Dr. Pyle as their PCP, thus making it difficult for patients to make appointments with Dr. Pyle.
Bloom recommended, and Mr. Dace agreed to use, an alternative dispute resolution (ADR) method that is quicker and less expensive than litigation. Under this ADR method, both Bloom and Mr. Dace presented their evidence to a panel of medical and legal experts, who issued a decision that Bloom's utilization management practices in this case did not constitute a form of abuse. The panel's decision is legally binding on both parties.
This information indicates that Bloom resolved its dispute with Mr. Dace by using an ADR method known as:
A. An ethics committee
B. An ombudsman program
C. Corporate risk management
D. Arbitration
Answer: D

NEW QUESTION: 2
Fill in the blank: When a policy package is installed, ________ are also distributed to the target installation Security Gateways.
A. SmartConsole databases
B. Network databases
C. User databases
D. User and objects databases
Answer: D
Explanation:
Explanation
A policy package is a collection of different types of policies. After installation, the Security Gateway enforces all the policies in the package. A policy package can have one or more of these policy types:
The installation process:
If there are verification errors, the policy is not installed. If there are verification warnings (for example, if anti-spoofing is not enabled for a Security Gateway with multiple interfaces), the policy package is installed with a warning.

NEW QUESTION: 3

A. Option D
B. Option C
C. Option B
D. Option A
Answer: D

NEW QUESTION: 4
You have a test server that contains a database named DB1. Backups of the database are written to a single backup device. The backup device has a full, differential, and transaction log backup.
You discover that the database is damaged. You restore the database to the point at which the differential backup was taken.
You need to rebuild the database with data stored in the latest transaction logs.
How should you complete the Transact-SQL statement? To answer. drag the appropriate Transact-SQL segments to the correct locations. Each Transact-SQL segment may be used once, more than once, or not at all. You may need to drag the split bar between panes or scroll to view content.

Answer:
Explanation:

Explanation

Box 1: RESTORE
Box 2: RECOVERY
The RESTORE ... WITH RECOVERY option puts the database into a useable state, so users can access a restored database.
References:
https://www.mssqltips.com/sqlservertutorial/112/recovering-a-database-that-is-in-the-restoring-state/

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