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FINRA SIE exam
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
  • Version: V12.35
  • Q & A: 70 Questions and Answers
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NEW QUESTION: 1
What is the difference between the OCSP (Online Certificate Status Protocol) and a
Certificate Revocation List (CRL)?
A. The OCSP (Online Certificate Status Protocol) is a propietary certifcate mechanism developed by Microsoft and a Certificate Revocation List (CRL) is an open standard.
B. The OCSP (Online Certificate Status Protocol) provides real-time certificate checks and a Certificate Revocation List (CRL) has a delay in the updates.
C. The OCSP (Online Certificate Status Protocol) is a way to check the attributes of a certificate and a Certificate Revocation List (CRL) is used by Certificate Authorites.
D. The OCSP (Online Certificate Status Protocol) is used only by Active Directory and a
Certificate Revocation List (CRL) is used by Certificate Authorites
Answer: B
Explanation:
A Certificate Revocation List (CRL) is periodically update by a Certificate
Authortity (CA), where there may be a delay from the time a certificate has been revoked versus the time it propgates into the Certificate Revocation List (CRL).
The CA can revoke certificates and provide an update service to the other members of the
PKI via a certificate revocation list (CRL), which is a list of non-valid certificates that should not be accepted by any member of the PKI. The use of public key (asymmetric) cryptography has enabled more effective use of symmetric cryptography as well as several other important features, such as greater access control, nonrepudiation, and digital signatures.
In transactions where there is a need for real-time checks, the Online Certificate Status
Protocol can be used which can obtain the revocation status in a more timely fashion.
From RFC 2560
In lieu of or as a supplement to checking against a periodic CRL, it may be necessary to obtain timely information regarding the revocation status of a certificate (cf. [RFC2459],
Section 3.3). Examples include high-value funds transfer or large stock trades.
The Online Certificate Status Protocol (OCSP) enables applications to determine the
(revocation) state of an identified certificate. OCSP may be used to satisfy some of the operational requirements of providing more timely revocation information than is possible with CRLs and may also be used to obtain additional status information. An OCSP client issues a status request to an OCSP responder and suspends acceptance of the certificate in question until the responder provides a response.
This protocol specifies the data that needs to be exchanged between an application checking the status of a certificate and the server providing that status.
The following answers are incorrect:
- The OCSP (Online Certificate Status Protocol) is a propietary certifcate mechanism developed by Microsoft and a Certificate Revocation List (CRL) is an open standard.
- The OCSP (Online Certificate Status Protocol) is used only by Active Directory and a
Certificate Revocation List (CRL) is used by Certificate Authorites.
- The OCSP (Online Certificate Status Protocol) is a way to check the attributes of a certificate and a Certificate Revocation List (CRL) is used by Certificate Authorites.
The following reference(s) were/was used to create this question:
Schneiter, Andrew (2013-04-15). Official (ISC)2 Guide to the CISSP CBK, Third Edition :
Cryptography (Kindle Locations 2256-2259). . Kindle Edition.
http://www.ietf.org/rfc/rfc2560.txt
http://technet.microsoft.com/en-us/library/cc731027(v=ws.10)
http://www.networkworld.com/reviews/2004/0809revside.html

NEW QUESTION: 2
The sales manager at Universal Containers wants to see all opportunities that do not have any activities. Which report type could be used to meet this requirement? Choose 2
A. A joined report using an opportunity report in Block A; a task and event report filtered by tasks for Block B
B. An opportunity report with a cross-object filter of opportunities without activities
C. A standard opportunity filtered by the field Last Activity and a custom date range that is blank
D. A custom report type with Opportunity as the primary object and Activity as the secondary object
Answer: B,C

NEW QUESTION: 3

A. Option A
B. Option B
C. Option D
D. Option C
E. Option E
Answer: C,E

NEW QUESTION: 4
Which feature in Cisco WebEx is the most important differentiator compared to other vendors in the collaboration technology?
A. Cisco WebEx could be installed or collocated with Cisco Unified Communications Manager
B. Web conferencing service is delivered over a proprietary network, which is optimized for security, performance, and reliability.
C. Cisco WebEx is always installed on-premises.
D. With an account, everyone can join Cisco WebEx meetings
Answer: B

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